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Cavendish Online charge a one-off fee of £35 to process your Structured Product application, this is typically much less than you will pay to other execution-only intermediaries.
PLEASE NOTE: New coronavirus procedures in place - read carefully
Given that our office is temporarily closed because of the coronavirus pandemic, the structured product providers have agreed to accept emailed/scanned applications from us. Therefore the following procedures will apply for the foreseeable future.
1) Application form - Select the structured product from the table below, read the brochure and KID to make sure that you understand the product, then complete the application form.
2) Appropriate Assessment & Client Declaration form – Complete all sections and answer every question.
For any Walker Crips plans, we need you to complete their appropriate assessment form in addition to our own.
3) Money Laundering / Identity Verification documents - Click here for more details. If you have previously provided us with this for another product and are not sure whether your information is still valid, please don't hesitate to contact us for clarification.
4) Email scanned copies of the above to us – Email a scanned copy of the completed Application form, Appropriate Assessment & Client Declaration form and any identification documents to us at admin@cavendishonline.co.uk.
5) Fee of £35 - This must be paid online before we can process your application. For the time being we cannot accept cheques.
Please note: If you apply for 3 or more structured products at the same time we will cap our fee at £100 for these applications.
6) Bank Transfer - If you are investing new money (rather than an ISA transfer or a maturing reinvestment) please make a bank transfer to the structured product company. We suggest that you do this as soon as you receive an email confirmation from us that we have received and sent your application on to the structured product provider.
Further comments;
Deadlines - Please ensure that we receive your emailed documents and our fee at least one day before the deadline. Any applications received on the deadline day will be processed on a best endeavours basis. Some structured products may close before the published deadline, eg if they prove to be very popular or if market conditions dictate.
Retain original copies of your application – Please retain the originals of any applications that you email to us. This is just in case there is a query from the structured product provider which may result in you needing to rescan your application. Once you have received confirmation from the structured product company that they have processed your application you should be able to destroy the original. The exception to this is if you are requesting to transfer an existing ISA to the structured product provider. If so you may need to post the original application to the structured product provider so that they have a ‘wet’ signature on your application. We will let you know if this is required.
| Provider / Product | Documents | Closing date(s) | Benefit of using Cavendish Online |
|---|---|---|---|
| Hilbert Income Series - 3 Stock Conditional Quarterly Autocall Issue 3 | Application & ISA Transfer KID Brochure | Closing date - Closed ISA Transfer - Closed | Plan closing early due to being oversubscribed. |
| Investec FTSE 100 Kick Out Deposit Plan 98 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 3 Year Deposit Plan 62 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 3 Year Defensive Deposit Plan 26 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 Defensive Kick-Out Deposit Plan 24 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 Income Deposit Plan 40 - Monthly | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 6 Year Defensive Deposit Plan 34 (Min Return Version) | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 6 Year Deposit Plan 24 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 4 Good 6 Year Deposit Plan 4 | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 Enhanced Kick-Out Plan 98 - BNP Version | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 Step Down Kick Out Plan 41 - BNP Version | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Investec FTSE 100 8 Year Kick-Out Plan 7 - BNP Version | Application ISA Transfer KID Brochure | Closing date - February 12 | Deadline 3 pm on the 29/02/2021 £35 FEE |
| Mariana 10 10 Income and Growth Plan - February 2021 | Application & ISA Transfer KID Brochure | Closing date - February 12 ISA Transfer - January 27 | Deadline 3 pm on the 12/02/2021 £35 FEE |
| Mariana 10 10 Plan - FTSE CSDI Version February 2021 Option 1,2,3 | Application & ISA Transfer KID1, KID2, KID3, Brochure | Closing date - February 12 ISA Transfer - January 27 | Deadline 3 pm on the 12/02/2021 £35 FEE |
| Mariana FTSE CSDI Defensive Income Kick Out Plan March 2021 | Application & ISA Transfer KID Brochure | Closing date - February 26 ISA Transfer - February 10 | Deadline 3 pm on the 26/02/2021 £35 FEE |
| MB Structured Investments UK Growth Kick Out Plan January 2021 | Application & ISA Transfer KID Brochure | Closing date - January 27 ISA Transfer - Closed | Deadline 3 pm on the 27/01/2021 £35 FEE |
| MB Structured Investments UK Kick Out Plan January 2021 | Application & ISA Transfer KID Brochure | Closing date - January 27 ISA Transfer - Closed | Deadline 3 pm on the 27/01/2021 £35 FEE |
| MB Structured Investments UK Supertracker Plan January 2021 | Application & ISA Transfer KID Brochure | Closing date - January 27 ISA Transfer - Closed | Deadline 3 pm on the 27/01/2021 £35 FEE |
| MB Structured Investments UK Step Down Kick Out Plan January 2021 | Application & ISA Transfer KID Brochure | Closing date - January 27 ISA Transfer - Closed | Deadline 3 pm on the 27/01/2021 £35 FEE |
| MB Structured Investments UK Quarterly Contingent Income Plan January 2021 | Application & ISA Transfer KID Brochure | Closing date - January 27 ISA Transfer - Closed | Deadline 3 pm on the 27/01/2021 £35 FEE |
| MB Structured Investments UK Kick Out Plan (Y2 60 ) February 2021 | Application & ISA Transfer KID Brochure | Closing date - February 15 ISA Transfer - February 02 | Deadline 3 pm on the 15/02/2021 £35 FEE |
| MB Structured Investments UK Step Down Kick Out Plan (Y2 60 ) February 2021 | Application & ISA Transfer KID Brochure | Closing date - February 15 ISA Transfer - February 02 | Deadline 3 pm on the 15/02/2021 £35 FEE |
| Walker Crips Annual Kick-Out Plan (CT014) | Application ISA Transfer Application KID Brochure Appropriate Assessment Form | Closing date - February 12 Cash ISA January 29 S&S ISA Transfer - January 22 | Deadline 3 pm on the 12/02/2021 £35 FEE |
| Walker Crips Annual Kick-Out Plan (CT015) | Application ISA Transfer Application KID Brochure Appropriate Assessment Form | Closing date - February 12 Cash ISA January 29 S&S ISA Transfer - January 22 | Deadline 3 pm on the 12/02/2021 £35 FEE |
| Walker Crips Annual Kick-Out Plan (CT016) | Application ISA Transfer Application KID Brochure Appropriate Assessment Form | Closing date - February 12 Cash ISA January 29 S&S ISA Transfer - January 22 | Deadline 3 pm on the 12/02/2021 £35 FEE |
| Walker Crips Annual Kick-Out Plan (CT017) | Application ISA Transfer Application KID Brochure Appropriate Assessment Form | Closing date - February 12 Cash ISA January 29 S&S ISA Transfer - January 22 | Deadline 3 pm on the 12/02/2021 £35 FEE |
Walker Crips | Application | Closing date - February 19 Cash ISA February 05 S&S ISA Transfer - January 29 | Deadline 3 pm on the 19/02/2021 £35 FEE |
If the forms you require are not listed above please contact admin@cavendishonline.co.uk
or call 03456 44 25 44
